Book: Mutual Aid: A Factor of Evolution. Peter Kropotkin, 1902
From the Wikipedia:
"Mutual Aid: A Factor of Evolution is a book by Peter Kropotkin on the subject of mutual aid, written while he was living in exile in England. It was first published by William Heinemann in London in October 1902. The individual chapters had originally been published in 1890-96 as a series of essays in the British monthly literary magazine, Nineteenth Century.
Written partly in response to Social Darwinism and in particular to Thomas H. Huxley's Nineteenth Century essay, "The Struggle for Existence," Kropotkin's book drew on his experiences in scientific expeditions in Siberia to illustrate the phenomenon of cooperation. After examining the evidence of cooperation in nonhuman animals, "savages," "barbarians," in medieval cities, and in modern times, he concludes that cooperation and mutual aid are as important in the evolution of the species as competition and mutual strife, if not more so." (http://en.wikipedia.org/wiki/Mutual_Aid:_A_Factor_of_Evolution)
Stephen Jay Gould on Kropotkin and Darwin
In a review essay, Stephen Jay Gould places Kropotkin's book both in the tradition of Darwin, and of that of his mainstream Russian critics.
(Source:1997. Kropotkin was no crackpot. Natural History 106 (June): 12-21;)
"One might argue that the gladiatorial examples have been over-sold and misrepresented as predominant. Perhaps cooperation and mutual aid are the more common results of struggle for existence. Perhaps communion rather than combat leads to greater reproductive success in most circumstances.
The most famous expression of this third solution may be found in Mutual Aid, published in 1902 by the Russian revolutionary anarchist Petr Kropotkin. (We must shed the old stereotype of anarchists as bearded bomb throwers furtively stalking about city streets at night. Kropotkin was a genial man, almost saintly according to some, who promoted a vision of small communities setting their own standards by consensus for the benefit of all, thereby eliminating the need for most functions of a central government.) Kropotkin, a Russian nobleman, lived in English exile for political reasons. He wrote Mutual Aid (in English) as a direct response to the essay of Huxley quoted above, “The Struggle for Existence in Human Society,” published in The Nineteenth Century, in February 1888. Kropotkin responded to Huxley with a series of articles, also printed in The Nineteenth Century and eventually collected together as the book Mutual Aid.
As the title suggests, Kropotkin argues, in his cardinal premise, that the struggle for existence usually leads to mutual aid rather than combat as the chief criterion of evolutionary success. Human society must therefore build upon our natural inclinations (not reverse them, as Huxley held) in formulating a moral order that will bring both peace and prosperity to our species. in a series of chapters, Kropotkin tries to illustrate continuity between natural selection for mutual aid among animals and the basis for success in increasingly progressive human social organization. His five sequential chapters address mutual aid among animals, among savages, among barbarians, in the medieval city, and amongst ourselves.
I confess that I have always viewed Kropotkin as daftly idiosyncratic, if undeniably well meaning. He is always so presented in standard courses on evolutionary biology – as one of those soft and woolly thinkers who let hope and sentimentality get in the way of analytic toughness and a willingness to accept nature as she is, warts and all. After all, he was a man of strange politics and unworkable ideals, wrenched from the context of his youth, a stranger in a strange land. Moreover, his portrayal of Darwin so matched his social ideals (mutual aid naturally given as a product of evolution without need for central authority) that one could only see personal hope rather than scientific accuracy in his accounts. Kropotkin has long been on my list of potential topics for an essay (if only because I wanted to read his book, and not merely mouth the textbook interpretation), but I never proceeded because I could find no larger context than the man himself. Kooky intellects are interesting as gossip, perhaps as psychology, but true idiosyncrasy provides the worst possible basis for generality.
But this situation changed for me in a flash when I read a very fine article in the latest issue of Isis (our leading professional journal in the history of science) by Daniel P. Todes: “Darwin’s Malthusian Metaphor and Russian Evolutionary Thought, 1859-1917.” I learned that the parochiality had been mine in my ignorance of Russian evolutionary thought, not Kropotkin’s in his isolation in England. (I can read Russian, but only painfully, and with a dictionary – which means, for all practical purposes, that I can’t read the language.) I knew that Darwin had become a hero of the Russian intelligentsia and had influenced academic life in Russia perhaps more than in any other country. But virtually none of this Russian work has ever been translated or even discussed in English literature. The ideas of this school are unknown to us; we do not even recognize the names of the major protagonists. I knew Kropotkin because he had published in English and lived in England, but I never understood that he represented a standard, well-developed Russian critique of Darwin, based on interesting reasons and coherent national traditions. Todes’s article does not make Kropotkin more correct, but it does place his writing into a general context that demands our respect and produces substantial enlightenment. Kropotkin was part of a mainstream flowing in an unfamiliar direction, not an isolated little arroyo.
This Russian school of Darwinian critics, Todes argues, based its major premise upon a firm rejection of Malthus’s claim that competition, in the gladiatorial mode, must dominate in an ever more crowded world, where population, growing geometrically, inevitably outstrips a food supply that can only increase arithmetically. Tolstoy, speaking for a consensus of his compatriots, branded Malthus as a “malicious mediocrity.”
Todes finds a diverse set of reasons behind Russian hostility to Malthus. Political objections to the dog-eat-dog character of Western industrial competition arose from both ends of the Russian spectrum. Todes writes:
Radicals, who hoped to build a socialist society, saw Malthusianism as a reactionary current in bourgeois political economy. Conservatives, who hoped to preserve the communal virtues of tsarist Russia, saw it as an expression of the “British national type.”
"When we turn to Kropotkin’s Mutual Aid in the light of Todes’s discoveries about Russian evolutionary thought, we must reverse the traditional view and interpret this work as mainstream Russian criticism, not personal crankiness. The central logic of Kropotkin’s argument is simple, straightforward, and largely cogent.
Kropotkin begins by acknowledging that struggle plays a central role in the lives of organisms and also provides the chief impetus for their evolution. But Kropotkin holds that struggle must not be viewed as a unitary phenomenon. It must be divided into two fundamentally different forms with contrary evolutionary meanings. We must recognize, first of all, the struggle of organism against organism for limited resources – the theme that Malthus imparted to Darwin and that Huxley described as gladiatorial. This form of direct struggle does lead to competition for personal benefit.
But a second form of struggle – the style that Darwin called metaphorical – pits organism against the harshness of surrounding physical environments, not against other members of the same species. Organisms must struggle to keep warm, to survive the sudden and unpredictable dangers of fire and storm, to persevere through harsh periods of drought, snow, or pestilence. These forms of struggle between organism and environment are best waged by cooperation among members of the same species-by mutual aid. If the struggle for existence pits two lions against one zebra, then we shall witness a feline battle and an equine carnage. But if lions are struggling jointly against the harshness of an inanimate environment, then lighting will not remove the common enemy – while cooperation may overcome a peril beyond the power of any single individual to surmount.
Kropotkin therefore created a dichotomy within the general notion of struggle – two forms with opposite import:
(1) organism against organism of the same species for limited resources, leading to competition; and
(2) organism against environment, leading to cooperation.
No naturalist will doubt that the idea of a struggle for life carried on through organic nature is the greatest generalization of our century. Life is struggle; and in that struggle the fittest survive. But the answers to the questions “by which arms is the struggle chiefly carried on!” and “who are the fittest in the struggle!” will widely differ according to the importance given to the two different aspects of the struggle: the direct one, for food and safety among separate individuals, and the struggle which Darwin described as “metaphorical” – the struggle, very often collective, against adverse circumstances.
Darwin acknowledged that both forms existed, but his loyalty to Malthus and his vision of nature chock-full of species led him to emphasize the competitive aspect. Darwin’s less sophisticated votaries then exalted the competitive view to near exclusivity, and heaped a social and moral meaning upon it as well.
They came to conceive of the animal world as a world of perpetual struggle among half-starved individuals, thirsting for one another’s blood. They made modern literature resound with the war-cry of woe to the vanquished, as if it were the last word of modern biology. They raised the “pitiless” struggle for personal advantages to the height of a biological principle which man must submit to as well, under the menace of otherwise succumbing in a world based upon mutual extermination.
Kropotkin did not deny the competitive form of struggle, but he argued that the cooperative style had been underemphasized and must balance or even predominate over competition in considering nature as a whole.
There is an immense amount of warfare and extermination going on amidst various species; there is, at the same time, as much, or perhaps even more, of mutual support, mutual aid, and mutual defense.... Sociability is as much a law of nature as mutual struggle.
As Kropotkin cranked through his selected examples, and built up steam for his own preferences, he became more and more convinced that the cooperative style, leading to mutual aid, not only predominated in general but also characterized the most advanced creatures in any group-ants among insects, mammals among vertebrates. Mutual aid therefore becomes a more important principle than competition and slaughter:
If we ... ask Nature: “who are the fittest: those who are continually at war with each other, or those who support one another?” we at once see that those animals which acquire habits of mutual aid are undoubtedly the fittest. They have more chances to survive, and they attain, in their respective classes, the highest development of intelligence and bodily organization.
If we ask why Kropotkin favored cooperation while most nineteenth-century Darwinians advocated competition as the predominant result of struggle in nature, two major reasons stand out. The first seems less interesting, as obvious under the slightly cynical but utterly realistic principle that true believers tend to read their social preferences into nature. Kropotkin, the anarchist who yearned to replace laws of central government with consensus of local communities, certainly hoped to locate a deep preference for mutual aid in the innermost evolutionary marrow of our being. Let mutual aid pervade nature and human cooperation becomes a simple instance of the law of life.
Neither the crushing powers of the centralized State nor the teachings of mutual hatred and pitiless struggle which came, adorned with the attributes of science, from obliging philosophers and sociologists, could weed out the feeling of human solidarity, deeply lodged in men’s understanding and heart, because it has been nurtured by all our preceding evolution.
But the second reason is more enlightening, as a welcome empirical input from Kropotkin’s own experience as a naturalist and an affirmation of Todes’s intriguing thesis that the usual flow from ideology to interpretation of nature may sometimes be reversed, and that landscape can color social preference. As a young man, long before his conversion to political radicalism, Kropotkin spent five years in Siberia (1862-1866) just after Darwin published the Origin of Species. He went as a military officer, but his commission served as a convenient cover for his yearning to study the geology, geography, and zoology of Russia’s vast interior. There, in the polar opposite to Darwin’s tropical experiences, he dwelled in the environment least conducive to Malthus’s vision. He observed a sparsely populated world, swept with frequent catastrophes that threatened the few species able to find a place in such bleakness. As a potential disciple of Darwin, he looked for competition, but rarely found any. Instead, he continually observed the benefits of mutual aid in coping with an exterior harshness that threatened all alike and could not be overcome by the analogues of warfare and boxing.
Kropotkin, in short, had a personal and empirical reason to look with favor upon cooperation as a natural force. He chose this theme as the opening paragraph for Mutual Aid:
Two aspects of animal life impressed me most during the journeys which I made in my youth in Eastern Siberia and Northern Manchuria. One of them was the extreme severity of the struggle for existence which most species of animals have to carry on against an inclement Nature; the enormous destruction of life which periodically results from natural agencies; and the consequent paucity of life over the vast territory which fell under my observation. And the other was, that even in those few spots where animal life teemed in abundance, I failed to find – although I was eagerly looking for it – that bitter struggle for the means of existence among animals belonging to the same species, which was considered by most Darwinists (though not always by Darwin himself) as the dominant characteristic of struggle for life, and the main factor of evolution.
What can we make of Kropotkin’s argument today, and that of the entire Russian school represented by him? Were they just victims of cultural hope and intellectual conservatism? I don’t think so. In fact, I would hold that Kropotkin’s basic argument is correct. Struggle does occur in many modes, and some lead to cooperation among members of a species as the best pathway to advantage for individuals. If Kropotkin overemphasized mutual aid, most Darwinians in Western Europe had exaggerated competition just as strongly. If Kropotkin drew inappropriate hope for social reform from his concept of nature, other Darwinians had erred just as firmly (and for motives that most of us would now decry) in justifying imperial conquest, racism, and oppression of industrial workers as the harsh outcome of natural selection in the competitive mode.
I would fault Kropotkin only in two ways – one technical, the other general. He did commit a common conceptual error in failing to recognize that natural selection is an argument about advantages to individual organisms, however they may struggle. The result of struggle for existence may be cooperation rather than competition, but mutual aid must benefit individual organisms in Darwin’s world of explanation. Kropotkin sometimes speaks of mutual aid as selected for the benefit of entire populations or species – a concept foreign to classic Darwinian logic (where organisms work, albeit unconsciously, for their own benefit in terms of genes passed to future generations). But Kropotkin also (and often) recognized that selection for mutual aid directly benefits each individual in its own struggle for personal success. Thus, if Kropotkin did not grasp the full implication of Darwin’s basic argument, he did include the orthodox solution as his primary justification for mutual aid." (http://www.marxists.org/subject/science/essays/kropotkin.htm)
David Graeber on evaluating Kropotkin in the 20th century
"An alternative school of Darwinism emerged in Russia emphasizing cooperation, not competition, as the driver of evolutionary change. In 1902 this approach found a voice in a popular book, Mutual Aid: A Factor of Evolution, by naturalist and revolutionary anarchist pamphleteer Peter Kropotkin. In an explicit riposte to social Darwinists, Kropotkin argued that the entire theoretical basis for Social Darwinism was wrong: those species that cooperate most effectively tend to be the most competitive in the long run. Kropotkin, born a prince (he renounced his title as a young man), spent many years in Siberia as a naturalist and explorer before being imprisoned for revolutionary agitation, escaping, and fleeing to London. Mutual Aid grew from a series of essays written in response to Thomas Henry Huxley, a well-known Social Darwinist, and summarized the Russian understanding of the day, which was that while competition was undoubtedly one factor driving both natural and social evolution, the role of cooperation was ultimately decisive.
The Russian challenge was taken quite seriously in twentieth-century biology—particularly among the emerging subdiscipline of evolutionary psychology—even if it was rarely mentioned by name. It came, instead, to be subsumed under the broader “problem of altruism”—another phrase borrowed from the economists, and one that spills over into arguments among “rational choice” theorists in the social sciences. This was the question that already troubled Darwin: Why should animals ever sacrifice their individual advantage for others? Because no one can deny that they sometimes do. Why should a herd animal draw potentially lethal attention to himself by alerting his fellows a predator is coming? Why should worker bees kill themselves to protect their hive? If to advance a scientific explanation of any behavior means to attribute rational, maximizing motives, then what, precisely, was a kamikaze bee trying to maximize?
We all know the eventual answer, which the discovery of genes made possible. Animals were simply trying to maximize the propagation of their own genetic codes. Curiously, this view—which eventually came to be referred to as neo-Darwinian—was developed largely by figures who considered themselves radicals of one sort or another. Jack Haldane, a Marxist biologist, was already trying to annoy moralists in the 1930s by quipping that, like any biological entity, he’d be happy to sacrifice his life for “two brothers or eight cousins.” The epitome of this line of thought came with militant atheist Richard Dawkins’s book The Selfish Gene—a work that insisted all biological entities were best conceived of as “lumbering robots,” programmed by genetic codes that, for some reason no one could quite explain, acted like “successful Chicago gangsters,” ruthlessly expanding their territory in an endless desire to propagate themselves. Such descriptions were typically qualified by remarks like, “Of course, this is just a metaphor, genes don’t really want or do anything.” But in reality, the neo-Darwinists were practically driven to their conclusions by their initial assumption: that science demands a rational explanation, that this means attributing rational motives to all behavior, and that a truly rational motivation can only be one that, if observed in humans, would normally be described as selfishness or greed. As a result, the neo-Darwinists went even further than the Victorian variety. If old-school Social Darwinists like Herbert Spencer viewed nature as a marketplace, albeit an unusually cutthroat one, the new version was outright capitalist. The neo-Darwinists assumed not just a struggle for survival, but a universe of rational calculation driven by an apparently irrational imperative to unlimited growth.
This, anyway, is how the Russian challenge was understood. Kropotkin’s actual argument is far more interesting. Much of it, for instance, is concerned with how animal cooperation often has nothing to do with survival or reproduction, but is a form of pleasure in itself. “To take flight in flocks merely for pleasure is quite common among all sorts of birds,” he writes. Kropotkin multiplies examples of social play: pairs of vultures wheeling about for their own entertainment, hares so keen to box with other species that they occasionally (and unwisely) approach foxes, flocks of birds performing military-style maneuvers, bands of squirrels coming together for wrestling and similar games.
It’s hardly surprising, then, that this aspect of Kropotkin’s argument was ignored by the neo-Darwinists. Unlike “the problem of altruism,” cooperation for pleasure, as an end in itself, simply could not be recuperated for ideological purposes. In fact, the version of the struggle for existence that emerged over the twentieth century had even less room for play than the older Victorian one. Herbert Spencer himself had no problem with the idea of animal play as purposeless, a mere enjoyment of surplus energy. Just as a successful industrialist or salesman could go home and play a nice game of cribbage or polo, why should those animals that succeeded in the struggle for existence not also have a bit of fun? But in the new full-blown capitalist version of evolution, where the drive for accumulation had no limits, life was no longer an end in itself, but a mere instrument for the propagation of DNA sequences—and so the very existence of play was something of a scandal." (https://thebaffler.com/salvos/whats-the-point-if-we-cant-have-fun)
Key Book to Read
* Mutual Aid. An Introduction and Evaluation. By Iain McKay. AK Press.
"Socialists have always recommended Kropotkin’s Mutual Aid, including it on lists of books for sale. Kropotkin was an anarchist, but had been a scientist (geographer) himself and in this book was writing as science writer. It was originally written as a reply to T. H. Huxley, the biologist known as “Darwin’s Bulldog”, who had argued that both in nature and in human society “life was a continual free fight, and beyond the limited and temporary relations of the family, the Hobbesian war of each against all was the normal state of existence”.
Huxley was a biologist and an expert on Darwin’s views, but here was expressing a popular prejudice; in fact, more than this, a view that justified the division of society into rich and poor, oppressors and oppressed. As Iain McKay puts it in this pamphlet:
“In its most extreme form, this became ‘Social Darwinism’ which (like much of sociobiology today) proceeds by first projecting the dominant ideas of current society onto nature (often unconsciously, so that scientists mistakenly consider the ideas in question as both ‘normal’ and ‘natural’). … Then the theories of nature produced in this manner are transferred back onto society and history, being used to ‘prove’ that the principles of capitalism (hierarchy, authority, competition, etc.) are eternal laws, which are then appealed to as a justification for the status quo!”
Kropotkin produced the evidence from scientific studies to show that this was not the case, neither in nature nor in society. In nature a “struggle for existence” certainly went on, but cooperation (“mutual aid”) was just as much “a factor in evolution” (the book’s subtitle) as competition. It wasn’t just a struggle of members of the same species against each other to survive and so leave more offspring; in many species cooperation was a survival strategy with the less cooperative having less chance of survival and so leaving less offspring.
McKay goes into detail to show that many sociobiologists, including Dawkins himself, accept this, even if on the basis of mathematical models. Kropotkin can be seen as a bit of a sociobiologist himself in that he too argued from animal behaviour to human social behaviour. Only two of his book’s eight chapters are devoted to biological evolution, the rest dealing with human social behaviour and social evolution. However, these are governed by quite different factors that have nothing to do with genetics. But Kropotkin did at least turn the tables on the Social Darwinists by arguing that it was capitalism, not socialism, that was against human nature.
McKay’s 60-page pamphlet is a useful account of the background, significance and influence of Kropotkin’s book." (http://anarchism.pageabode.com/anarcho/alienation-human-nature-mutual-aid)
Kropotkin on Mutualism
"?A soon as we study animals — not in laboratories and museums only, but in the forest and prairie, in the steppe and in the mountains — we at once perceive that though there is an immense amount of warfare and extermination going on amidst various species, and especially amidst various classes of animals, there is, at the same time, as much, or perhaps even more, of mutual support, mutual aid, and mutual defence amidst animals belonging to the same species or, at least, to the same society. Sociability is as much a law of nature as mutual struggle. Of course it would be extremely difficult to estimate, however roughly, the relative numerical importance of both these series of facts. But if we resort to an indirect test, and ask Nature: "Who are the fittest: those who are continually at war with each other, or those who support one another?" we at once see that those animals which acquire habits of mutual aid are undoubtedly the fittest. They have more chances to survive, and they attain, in their respective classes, the highest development and bodily organization. If the numberless facts which can be brought forward to support this view are taken into account, we may safely say that mutual aid is as much a law of animal life as mutual struggle; but that as a factor of evolution, it most probably has a far greater importance, inasmuch as it favors the development of such habits and characters as insure the maintenance and further development of the species, together with the greatest amount of welfare and enjoyment of life for the individual, with the least waste of energy." (http://www.dailykos.com/story/2014/05/24/1301731/-Into-the-Wilds-of-a-New-Economic-Paradigm)
See also McKay's reaction to the review above via http://anarchism.pageabode.com/anarcho/alienation-human-nature-mutual-aid
The full book on Project Gutenberg - http://www.gutenberg.org/ebooks/4341